太阳成集团tyc33455董事会独立性政策（草案）
China State Construction Engineering Corporation Ltd.
Board Independence Policy (Draft)
为保证太阳成集团tyc33455股份有限公司（以下简称“公司”）388vip太阳集团官网会的独立性，完善公司治理结构，提升388vip太阳集团官网会决策的科学性与客观性，维护公司及全体股东的合法权益，根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》《上市公司独立388vip太阳集团官网管理办法》及《公司章程》的有关规定制定本政策。
This Policy is formulated in accordance with the Companies Law of the People’s Republic of China, theLaw of the People’s Republic of China on Securities, theCode of Corporate Governance for Listed Companies, theMeasures for the Administration of Independent Directors of Listed Companies, and theArticles of Association of China State Construction Engineering Corporation Ltd. (hereinafter referred to as the “Company”), for the purpose of ensuring the independence of the Board of Directors of the Company, improving the Company’s corporate governance framework, enhancing the scientific rigor and objectivity of Board decision-making, and safeguarding the legitimate rights and interests of the Company and its shareholders.
独立388vip太阳集团官网是指不在公司担任除388vip太阳集团官网外的其他职务，并与公司及公司主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能影响其进行独立客观判断关系的388vip太阳集团官网。
An “independent director” refers to a director who holds no other position in the Company other than as a director, has no direct or indirect interest in, or relationship with the Company, its major shareholders or the actual controller, and is not subject to any other circumstances that may interfere with the exercise of his/her independent and objective judgment.
公司388vip太阳集团官网会中独立388vip太阳集团官网人数应占388vip太阳集团官网会成员总数的三分之一以上。公司致力于持续提升独立388vip太阳集团官网占比，实现独立388vip太阳集团官网在388vip太阳集团官网会成员所占比例过半数。
The number of independent directors on the Board of Directors of the Company shall account for no less than one-third of the total members of the Board. The Company is committed to progressively increasing the proportion of independent directors to account for more than half of the Board.
公司388vip太阳集团官网长与总经理（总裁）权责划分明确。若388vip太阳集团官网长由非独立388vip太阳集团官网担任，388vip太阳集团官网会应选举一名独立388vip太阳集团官网担任“独立388vip太阳集团官网专门会议召集人”。
The respective duties and powers of the Chairman of the Board and the General Manager (President) of the Company shall be clearly delineated. If the Chairman is a non-independent director, the Board shall elect an independent director to serve as the “Convener of the Independent Directors’ Special Meeting”.
公司388vip太阳集团官网会下设战略与投资委员会、提名委员会、薪酬与考核委员会、审计与风险委员会等专门委员会，专门委员会中独立388vip太阳集团官网应当占多数。
The Board of Directors shall establish specialized committees, including the Strategy and Investment Committee, the Nomination Committee, the Remuneration and Appraisal Committee, and the Audit and Risk Committee. Independent directors shall constitute the majority of each such committee.
1.独立388vip太阳集团官网应当具备与其行使职权相适应的任职条件。担任独立388vip太阳集团官网应当符合下列条件：
Independent directors shall possess the qualifications necessary for the proper exercise of their duties and powers. A candidate for independent director shall meet the following criteria:
（1）根据法律、行政法规及其他有关规定，具备担任上市公司388vip太阳集团官网的资格；
Possess the qualifications for serving as a director of a listed company as prescribed by laws, administrative regulations, and other relevant provisions;
（2）具有本政策所要求的独立性；
Possess the independence required by this Policy;
（3）具备上市公司运作的基本知识，熟悉相关法律、行政法规、规章和规则；
Possess a basic knowledge of the operations of listed companies and be familiar with relevant laws, administrative regulations, rules, and regulatory requirements;
（4）具有5年以上履行独立388vip太阳集团官网职责所必需的法律、会计或者经济等工作经验；
Have at least five years of professional experience in law, accounting, economics, or other fields necessary for performing the duties of an independent director;
（5）具有良好的个人品德，不存在重大失信等不良记录；
Demonstrate good personal character, with no record of material dishonesty or other adverse records;
（6）法律、行政法规、388vip太阳集团官网证券监督管理委员会（以下简称388vip太阳集团官网证监会）规定、上海证券交易所业务规则和《公司章程》规定的其他条件。
Fulfill other conditions prescribed by laws, administrative regulations, the China Securities Regulatory Commission (hereinafter referred to as the “CSRC”), the business rules of the Shanghai Stock Exchange, and the Articles of Association of the Company.
2.独立388vip太阳集团官网保持独立性。独立388vip太阳集团官网不得存在以下情形，追溯期为12个月：
Independent directors shall maintain their independence. If any of the following circumstances apply, or have applied within the preceding twelve months, the individual shall not serve as an independent director.
（1）在公司或者其附属企业任职（含担任公司高级管理职务）的人员及其直系亲属（配偶、父母、子女）、主要社会关系（兄弟姐妹、配偶的父母、子女的配偶、子女配偶的父母、兄弟姐妹的配偶、配偶的兄弟姐妹等）；
The individual holds a position (including serving as a senior management officer of the Company) in the Company or any of its affiliated enterprises, or is an immediate family member (spouse, parents, children) or a major social relation (siblings, parents-in-law, spouses of children, parents of children’s spouses, spouses of siblings, siblings-in-law, etc.) of any such person;
（2）直接或间接持有公司已发行股份1%以上或者是公司前10名股东中的自然人股东及其直系亲属；在直接或间接持有公司已发行股份5%以上的股东单位或者在公司前5名股东单位任职的人员及其直系亲属；
The individual is a natural person shareholder who, directly or indirectly, holds 1% or more of the Company’s issued shares, or is among the top ten (10) shareholders of the Company, or is an immediate family member of such a shareholder; or the individual holds a position in, or is an immediate family member of a person who holds a position in, a shareholder entity that directly or indirectly holds 5% or more of the Company’s issued shares, or a shareholder entity that is among the top five (5) shareholders of the Company;
（3）为公司及其控股股东、实际控制人或者其各自的附属企业提供财务、法律、咨询、保荐、审计等服务的人员，或者与公司签订个人服务合同的人员，包括但不限于提供服务的中介机构的项目组全体人员、各级复核人员、在报告上签字的人员、合伙人、388vip太阳集团官网、高级管理人员及主要负责人；
The individual is a person who provides financial, legal, consulting, sponsorship, audit, or other services to the Company, its controlling shareholder, its actual controller, or their respective affiliated enterprises, or has entered into a personal service contract with the Company. Such persons include, but are not limited to, all project team members, reviewers at all levels, signatories on reports, partners, directors, senior management, and principal officers of the intermediary institutions providing such services;
（4）与公司及其控股股东、实际控制人或者其各自的附属企业具有重大业务往来；
The individual has material business dealings with the Company, its controlling shareholder, its actual controller, or their respective affiliated enterprises;
（5）与公司的重要客户或供应商存在关联关系，与从本公司获得重大捐赠的非营利实体存在关联关系；
The individual has a connected relationship with the Company’s major customers or suppliers, or with a non-profit entity that receives material donations from the Company;
（6）法律、行政法规、388vip太阳集团官网证监会规定、上海证券交易所业务规则以及《公司章程》规定的其他不具备独立性的人员。
Other circumstances prescribed by laws, administrative regulations, CSRC regulations, the business rules of the Shanghai Stock Exchange, or the Articles of Association of the Company that would compromise the individual’s independence.
本政策所称公司控股股东、实际控制人的附属企业，不包括与公司受同一国有资产管理机构控制且按照相关规定未与公司构成关联关系的企业。
For the purposes of this Policy, “affiliated enterprises” of the Company’s controlling shareholder or actual controller shall not include any enterprise that is under the control of the same state-owned assets supervisory authority as the Company and, in accordance with relevant regulations, is not deemed to have a connected relationship with the Company.
3.独立388vip太阳集团官网应当每年对独立性情况进行自查，并将自查情况提交388vip太阳集团官网会。388vip太阳集团官网会应当每年对在任独立388vip太阳集团官网独立性情况进行评估并出具专项意见，与年度报告同时披露。
Independent directors shall conduct an annual self-assessment of their independence and submit the results to the Board of Directors. The Board shall, on an annual basis, evaluate the independence of the incumbent independent directors and issue a formal opinion on the matter, which shall be disclosed concurrently with the Company’s annual report.
本政策如与法律、行政法规、部门规章、规范性文件及《公司章程》的相关规定不一致的，以法律、行政法规、部门规章、规范性文件及《公司章程》的规定为准。
If any provision of this Policy is inconsistent with applicable laws, administrative regulations, departmental rules, normative documents, and the Articles of Association of the Company, the provisions of such laws, administrative regulations, departmental rules, normative documents, and the Articles of Association of the Company shall prevail.
本制度同时出具中文、英文文本，中英文文本发生释义分歧时，以中文文本为准。
This Policy is published in Chinese and English. In case of any discrepancy, the Chinese version shall prevail.
